Interim Final Temporary Rule on Principal Transactions


Advisers

Dec. 31, 2009 -- Rule 206(3)-3T under the Investment Advisers Act, which allows registered broker-dealers to effect principal transactions with certain advisory clients, was set to expire on December 31, 2009. The SEC has extended the expiration date to December 31, 2010.

 

 

 

 

 

 

 

 

 

   
 
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