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Upcoming Events
Recent Events
10-18-2011
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NSCP - National Meeting - Baltimore, MDScreening and Monitoring of Third Party Asset Managers - Jeff Squires, Panelist
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10-18-2011
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NSCP - National Meeting - Baltimore, MDDue Diligence on Vendors - Laura Rauman, Panelist
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6-15-2011
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2011 USBFS Client Conference - Milwaukee, WIRegulatory Panel - Jeff Squires, Panelist
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6-8-2011
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Wisconsin Mutual Funds Group - Milwaukee, WISub-Adviser and Service Provider Due Diligence Panel - Caroline Jankowski, Panelist
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6-7-2011
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Sub-Adviser and Service Provider Due Diligence Forum - New York, NYPractical Advice and Guidance - Jeff Squires and Caroline Jankowski, Speakers
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5-18-2011
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Regulatory Issues Update - Jeff Squires, Speaker
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5-11-2011
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Thompson Hine LLP - The Changing Landscape for Investment Advisers - Cincinnati, OHKeeping up With the SEC: Enforcement and Inspections - Jeff Squires, Panelist
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4-12-2011
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NSCP - Midwest Regional Meeting - Labs - ChicagoIA/HF: Managing Conflicts of Interest, Laura Rauman, Speaker
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4-11-2011
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NSCP - Midwest Regional Meeting - ChicagoHF Examinations Process - Jeff Squires, Panelist
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