Upcoming Events


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Recent Events

10-18-2011

    NSCP - National Meeting - Baltimore, MD

    Screening and Monitoring of Third Party Asset Managers -
    Jeff Squires, Panelist

10-18-2011

    NSCP - National Meeting - Baltimore, MD

    Due Diligence on Vendors - Laura Rauman, Panelist

6-15-2011

    2011 USBFS Client Conference - Milwaukee, WI

    Regulatory Panel - Jeff Squires, Panelist

6-8-2011

    Wisconsin Mutual Funds Group - Milwaukee, WI

    Sub-Adviser and Service Provider Due Diligence Panel
    - Caroline Jankowski, Panelist

6-7-2011

    Sub-Adviser and Service Provider Due Diligence Forum - New York, NY

    Practical Advice and Guidance - Jeff Squires and Caroline Jankowski, Speakers

5-18-2011


5-11-2011

    Thompson Hine LLP - The Changing Landscape for Investment Advisers - Cincinnati, OH

    Keeping up With the SEC: Enforcement and Inspections -
    Jeff Squires, Panelist

4-12-2011

    NSCP - Midwest Regional Meeting - Labs - Chicago

    IA/HF: Managing Conflicts of Interest, Laura Rauman, Speaker

4-11-2011

    NSCP - Midwest Regional Meeting - Chicago

    HF Examinations Process - Jeff Squires, Panelist

 

 

 

 

 

 

 

 

 

 

 

   
 
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